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| Results from the transport research programme
 SINGLE EUROPEAN SKY
 EUROPEAN
 COMMISSION
 Information on the wider transport activities of the European Union is also available
 on the Internet. It can be accessed through the Europa server
 (http://europa.eu.int/comm/dgs/energy_transport/index_en.html).
 Manuscript completed in July 2001.
 Luxembourg:Office for Official Publications of the European Communities, 2001
 ISBN 92-894-1550-9
 © European Communities, 2001
 Cover pictures: Eureka Slide.
 Photographs shown on page 7 have been provided by Eureka Slide (1, 2 ,4).
 Reproduction is authorised provided the source is acknowledged.
 Printed in Belgium.
 This brochure was produced by the EXTRA consortium for DG Energy and Transport and represents
 the consortium’s views on research relating to air transport.These views have not been adopted or
 in any way approved by the Commission and should not be relied upon as a statement of
 the Commission's or DG Energy and Transport's views.The European Commission does not guarantee
 the accuracy of the data included in this brochure, nor does it accept responsibility for any use
 made thereof.
 Frequently used acronyms
 A-SMGCS Advanced Surface Movement Guidance and Control System
 ATC Air Traffic Control
 ATM Air Traffic Management
 CNS Communication, Navigation and Surveillance
 Eurocontrol European Organisation for the Safety of Air Navigation
 JAA [Europe's] Joint Aviation Authorities
 Additional information on the transport research programme is available on the Internet.
 The programme’s Knowledge Centre (http://europa.eu.int/comm/transport/extra/home.html)
 provides:
 • structured guides to the results and projects for particular topics;
 • summaries and final reports of individual projects;
 • access to project web sites and other contact details.
 References to some projects are included in this brochure, to help the reader access
 further information quickly through the Knowledge Centre.
 2 3
 ir transport makes an increasingly
 vital contribution to the economy
 and society1, and is at the heart of
 globalisation. But traffic growth in the
 aviation sector is rapidly taking away the
 benefits, through impacts such as delays,
 noise and pollution. Innovative policies and
 technologies can reduce these impacts and
 promote a more sustainable outcome.
 Therefore, through its transport research
 programme2, the European Community has
 targeted a range of actions to help develop
 effective solutions.
 This brochure highlights research results
 that will help to establish a Single European
 Sky. Its purpose is to raise awareness of
 the information and decision support that
 is now available, and to encourage readers
 to obtain further details through
 a web-based Knowledge Centre
 (http://europa.eu.int/comm/transport/
 extra/home.html).
 THE NEED FOR RESEARCH
 In this brochure, discover how research
 can contribute to future policy for
 one harmonised airspace over Europe,
 and identify topics worth investigating
 further on the web.
 A
 SINGLE EUROPEAN SKY
 Coping with air traffic growth
 Air transport demand has been growing
 steadily at between 5 and 7 percent over
 recent years and this rate of growth is
 expected to continue for the foreseeable
 future, leading to at least a doubling in traffic
 every 12 years. For instance, in the year 2000,
 European air traffic grew by nearly 8%,
 compared to 6% globally.This is creating
 serious capacity problems for air traffic
 management and bottlenecks at airports.
 Whilst improvements have been made to
 the national air traffic management (ATM)
 systems that constitute the European system,
 these improvements have not kept pace
 with demand, with the result that delays
 remain at unacceptably high levels.The
 latest data for June 2001 show that 22%
 of all flights were delayed by more than
 15 minutes.
 The ongoing problem of delays led
 the European Council in 1999 to request a
 comprehensive reform of European air
 traffic management. As a result, by 2005 the
 EU should have in place the framework for
 a seamless ATM system.This will improve
 the safety of air transport through better
 co-ordination at Community level, while at
 the same time increasing capacity for traffic
 growth through more efficient use of
 airspace.
 Key areas of immediate action towards
 the goal of a Single European Sky are:
 • Safety – establishing a European
 Aviation Safety Agency and a safety action
 programme;
 • Airspace management – enabling a single
 European airspace through the integrated
 management of air traffic;
 • Integration of military needs – securing
 civil/military co-operation on airspace
 usage and management;
 • Systems and operations – introducing
 common technical solutions, regulations
 and standards;
 • Framework for providers of air traffic
 control – regulating and providing national
 services compliant with EC requirements;and
 • Social aspects – improving recruitment,
 training and operational procedures.
 The key policy issue lies in achieving
 improvements in three major categories:
 harmonising the safe and efficient
 management of airspace across Europe,
 tackling rapidly growing bottlenecks at
 airports, and adapting human operators
 and users to new technologies in
 the whole sector. Research has been
 focused accordingly.
 The latest data
 for June 2001 show
 that 22% of all flights
 were delayed by more
 than 15 minutes, with
 the average delay
 per delayed flight
 exceeding 22 minutes.
 © Eureka Slide, Houze
 KEY RESULTS
 Research projects have a major impact on policy
 towards a Single European Sky. Selected highlights are
 described in this Section.
 Shaping the future Air Traffic
 Management (ATM) architecture
 ir Traffic Management (ATM) capacity
 is a scarce resource that needs
 careful deployment.This requires
 the open exchange of data to ensure
 that decision making is located where it is
 most effective. New operational concepts
 and systems are required that permit
 aircraft to operate in all weather conditions
 and fly safely at reduced separation.
 Such systems should also support
 the efficient allocation of airspace, while
 limiting as far as possible the need for new
 airport infrastructure.
 Research has identified effective options
 for improving the efficiency of air transport,
 aimed at making a real difference over
 the next 10 years.
 Common validation of ATM
 concepts and CNS technologies
 Research has laid the foundation for the
 implementation of next generation ATM
 systems through standardisation and
 validation activities.Major advances have
 included the definition of a software
 platform to support large-scale validation
 and demonstration, the standardisation
 of interfaces between ATM domains, and
 the definition of a common approach
 to validation of concepts, functions and
 components.
 A
 A viable ATM concept for Europe has
 been defined for the timeframe 2005
 to 2010, building on Eurocontrol's
 ATM 2000+ strategy. It has two main
 elements:
 Layered planning and the introduction
 of a daily operational plan will
 help to optimise the management of
 available capacity.
 The introduction of additional
 computer-based tools will significantly
 reduce the workload for air traffic
 controllers per aircraft.
 An assessment covering technical,
 operational and socio-economic aspects
 has shown the feasibility of the concept,
 its benefits and related costs.
 The future ATM concept3
 © Eureka Slide,Von Bux
 © Eurocontrol
 SINGLE EUROPEAN SKY
 4 5
 An open and flexible validation platform has been
 developed for ATM. It was successfully tested using a set of
 existing Air Traffic Control (ATC) components provided by
 key European players.
 Further validation activities in current and future research
 programmes are expected to use this platform. It will enable
 validation activities to be readily set up and the results from
 different validation exercises to be directly compared.This will
 reduce the time required to gain acceptance for a new ATM
 component on a European level.The research demonstrated
 that the platform’s architecture works and is suitable for
 the anticipated validations.
 The specified ATM validation platform is a cornerstone of
 efforts to move on from the definition and design phase to
 subsequent implementation, and has obtained a wide consensus
 on architecture definition and platform development in the
 ATM industry. It was officially presented to the ATM industry
 and involved organisations in March 2001.
 An ‘open’ systems architecture4
 One research project has developed a prototype model that,
 for the first time, integrates land and air side analysis,
 incorporating microscopic models suitable for detailed analysis
 and macroscopic models suitable for strategic planning, while
 employing a common flight schedule to run different models.
 An evaluation study at the two Milan airports Linate and
 Malpensa revealed the strength and suitability of this
 approach, notably:
 the simplification of data preparation for analyses involving
 the entire airport, using a common flight schedule;
 the significant reduction of time and effort spent on airport
 analysis; and
 the provision of an effective tool for the identification of
 bottlenecks.
 Optimised airport modelling5
 An integrative approach towards
 airport management
 Airport modelling has previously
 concentrated on specific subsystems of
 the airport complex, such as the land side
 (terminals), the air side (runways and taxiways)
 and the access/egress system (roads, parking,
 etc.). However, users must manually
 co-ordinate inputs and outputs for
 the various models in order to account for
 the interaction between the airport
 subsystems. Similar co-ordination is required
 for users to mix strategic models (usually
 involving a low level of modelling detail)
 with tactical models (requiring a high level
 of detail in data and system definition). New
 research has overcome these limitations
 © Eureka Slide,Wang-Mo
 © EKA
 Adapting flight crews
 to new challenges
 In the last decade the aviation community
 has put considerable emphasis on nontechnical
 skills as one of the potential sources
 of progress on safety.The emergence of
 Crew Resource Management courses is
 among the most visible examples of this
 growing interest.
 Four major national aviation authorities, led
 by the European Joint Aviation Authorities
 (JAA), research centres, industry and
 the Commission have joined forces
 to elaborate suitable methods to evaluate
 non-technical or social skills, and
 subsequently achieve preliminary validation.
 In 1998 the "Non Technical Skills"
 (NOTECHS) method emerged, driven by
 the desire to minimise cultural and corporate
 differences, and to maximise practicality
 and effectiveness for airline instructors.
 Bridging the gap from the definition of
 the NOTECHS method to implementation
 and benchmarking has been the main
 task of a recent study on pilot training.
 Starting with a review of the existing
 methodology and its applicability, the
 experimental evaluation found
 NOTECHS to be a robust and sensitive
 assessment tool, and confirmed its
 usability alongside the mandatory
 regulations regarding the training of
 flight crews.The four main elements of
 the novel method are co-operative skills
 (e.g. team spirit and conflict solving),
 leadership and managerial skills
 (e.g. assertiveness and co-ordination),
 situational awareness (cognitive skills),
 and decision-making abilities
 (e.g. diagnosis, option analysis and risk
 assessment).
 Improving ‘non-technical skills’ 6
 © Eureka Slide, Balaes
 SINGLE EUROPEAN SKY
 6 7
 AREAS OF RESEARCH
 he main aims of air transport
 research have been to provide
 more efficient airspace control
 and management, to reduce
 environmental impacts, and to preserve
 and improve safety standards in line with
 international regulations.This has included
 efforts to establish a trans-European ATM
 network, and has been achieved through:
 • specification of ATM concepts and
 development of common architectures;
 • in-field trials of novel components at
 various European airports, research facilities
 and simulators; and
 • contributions to the international
 harmonisation of certification and
 operational procedures.
 The research has supported policy in five
 main areas:
 The ATM system for Europe
 Developing a single harmonised
 architecture for airspace control and
 management.
 Validation of advanced ATM
 technologies and concepts
 Developing a common validation
 environment for the assessment of
 candidate ATM technologies, components
 and sub-systems prior to live trials.
 Improved safety in aircraft
 operations
 Identifying gaps in current airworthiness
 requirements, promoting the safety
 of aircraft users and the targeted training
 of aircrew.
 Enhanced efficiency at airports
 Introducing advanced airside guidance
 and control systems for surface movements,
 and new approaches towards integrated
 airside and landside operations at airports.
 Changing working environments
 Investigating the impacts of novel
 technologies on air traffic control personnel
 and cockpit crews, and identifying
 appropriate transition training schemes.
 T
 THE ATM SYSTEM
 FOR EUROPE
 Next generation Communications,
 Navigation and Surveillance
 (CNS) technology7
 A new concept has been proposed,
 building on the use of geo-stationary
 satellites, to establish next generation
 Aeronautical Mobile en-Route Satellite
 Services. Such services would be valuable
 in high-density airspace areas,
 and the construction of a technical
 demonstrator is underway.The foreseen
 Europe-wide commercial market for
 such a system was estimated at some
 20 to 60 million Euro by the year 2008.
 The study recommended further activities
 to encourage next generation satellite
 and aircraft-based CNS applications in
 order to improve safety and capacity
 in ATM.
 Studies showed that the implementation
 of Airborne Separation Assurance
 System applications is feasible in the
 short term using the data available on
 board the majority of aircraft, once the
 remaining technical and institutional
 barriers have been overcome.
 These systems would allow for optimised
 use of air corridors without cockpit
 crews being widely dependent on
 ground-based Air Traffic Control (ATC)
 for in-flight guidance.
 he European Air Traffic
 Management (ATM) system can be
 considered as a "system of
 inter-dependent systems". Its purpose
 is to provide a safe, timely and orderly flow
 of air traffic, accommodating traffic
 demand, that is cost- effective, operates on
 the basis of uniform principles, satisfies
 national security requirements and is
 environmentally acceptable. In view of the
 rapid growth in demand for air travel, the
 European ATM system requires radical
 innovation and development.
 Technological contributions
 to future ATM systems
 New technological developments
 addressing the safety requirements of
 the European ATM system are emerging
 and need to be assessed.Therefore research
 has investigated advanced satellite systems,
 related broadcasting technology and
 on-board components to automate
 airborne separation.
 T
 © Eureka Slide,Domelounksen
 SINGLE EUROPEAN SKY
 8 9
 Noise abatement in the vicinity
 of airports 8
 Models for predicting noise exposure
 around airports have been evaluated,
 and recommendations made on
 the capabilities and key variables for
 modelling.
 Following this, noise abatement
 procedures were assessed using case
 studies based on the airports
 Amsterdam-Schiphol,Madrid-Barajas
 and Napoli-Capodichino. For the short
 term, promising operational procedures
 were found to be:
 an increased initial altitude before
 the aircraft enters its final glide slope;
 a reduced landing flap setting;
 delayed establishment of landing
 configuration (gear down, full flap
 extension);
 an optimised take-off procedure with
 rapid initial climb; and
 a continuous descent approach
 procedure (for use outside peak
 hours).
 Cost-benefit analysis highlighted
 the value of an approach procedure
 combining delayed stabilisation,
 reduced landing flap setting and
 an intercept altitude of 3000 ft for
 the start of the glide slope.
 This can reduce noise with no loss
 in airport capacity.
 Tackling the impacts
 of rapid air traffic growth
 Over the last 40 years, the steady increase
 in the number of flights and in urban
 developments around airports has greatly
 increased the exposure of the public to
 aircraft noise. Some improvements might
 be realised in the short term through changes
 in the way aircraft are operated (without
 any change in aircraft and air traffic control
 systems) ground systems and airborne
 equipment would help in the longer term
 over the next five to ten years (if developed
 to meet noise criteria).Therefore
 an inventory of current regulations and
 practices affecting aircraft noise has been
 compiled, together with a study of the
 operational, safety, capacity and economic
 constraints that might influence
 the definition of new procedures.
 VALIDATION OF ADVANCED ATM
 TECHNOLOGIES AND CONCEPTS
 The evaluation of several individual
 applications has provided the basis for
 verifying the overall capability of a single
 system solution for seamless gate-togate
 operations across CNS domains.
 Among the components assessed have
 been:
 Global Navigation Satellite System
 (GNSS) precision navigation capability
 en-route and during approach;
 on-ground situation awareness and
 taxi guidance;
 in-flight situational awareness;
 enhanced air traffic control
 surveillance;
 automatic terminal information service
 broadcast;
 extended helicopter surveillance; and
 runway incursion monitoring.
 Proposals for improvements in individual
 applications have been provided.
 The main recommendations at the
 system level include:
 accelerating the introduction of
 ADS-Broadcast (ADS-B) in Europe,
 which calls for close co-operation
 with airframe, ATC and airport system
 manufacturers;
 initiating cost/benefit analyses and
 developing operational procedures
 with respect to ADS-B;
 analysing certification issues and
 promoting the development of
 international standards for ADS-B;
 initiating research on human factors
 regarding cockpit layout of traffic
 information; and
 analysing safety, certification and
 operational approval aspects of using
 a common data link and a mix of
 CNS applications.
 New CNS applications 9
 The contribution
 of future communication systems
 he International Civil Aviation
 Organization has adopted
 an integrated ATM/CNS concept
 that envisages the use of data link
 communications, satellite navigation
 systems and Automatic Dependent
 Surveillance (ADS) in upcoming ATM
 systems.Today a range of dissimilar
 Communication, Navigation and
 Surveillance (CNS) systems support pilots
 and controllers in different phases of flight.
 The emergence of data link services creates
 an opportunity to establish integrated,
 seamless gate-to-gate services from
 departure to arrival of an aircraft.
 T
 © Courtesy of NEAP project
 SINGLE EUROPEAN SKY
 10 11
 Towards the stepwise introduction
 of new ATM technology
 The implementation of the necessary
 changes to the current ATM system in
 Europe will be gradual. Nevertheless, at
 each step, the new ATM system has
 to demonstrate advances in safety levels
 over the current system.
 This requires careful validation of
 the new concepts and systems prior
 to implementation.
 Building blocks
 of ATM validation10
 The ATM validation process covers
 regulatory issues (standards, legal
 frameworks), management and
 monitoring, and performance aspects
 related to preparation, design
 and reporting.
 From a survey of several validation
 activities, research has shown that many
 validation needs are not yet being met
 and that validation of a European ATM
 system as a whole is not manageable.
 A breakdown of the system into
 components will be needed for
 the purpose of validation.
 Therefore one research study proposed
 a system breakdown strategy for overall
 validation, consisting of 22 validation
 configurations corresponding to several
 different operational contexts.This
 breakdown has been assessed for two
 European target ATM systems – the
 current view of the system in 2005 and
 in 2015. In addition, short-term actions
 were identified relating to practical
 issues, such as the identification and
 implementation of validation platforms
 for the proposed configurations.
 A catalogue was compiled describing
 available facilities for validation. Also,
 inventories were made of validation
 tools existing or under development,
 and of gaps in system-level validation
 facilities.
 Member States of the European Civil
 Aviation Conference undertake
 validation of their ATM systems in
 a fairly rigorous, but generally
 inconsistent manner. Consequently,
 there is a need to harmonise the
 approaches and methodologies for
 validation in Europe. Research has
 recommended a validation process
 covering three main areas:
 a layered validation process
 identifying the most significant
 products of validation and providing
 a step-by-step approach to tackle
 validation in a harmonised manner;
 a toolbox of methods, techniques,
 tools and facilities for overall validation;
 and
 recommendations to harmonise the
 validation process at the European
 level in organisational terms.
 © Courtesy of NEAP project
 Safer aircraft
 mong in-flight hazards related to
 weather conditions, aircraft icing
 has always been one of the biggest
 issues in commercial aviation.
 Following major efforts in the 1940’s and
 50’s to investigate environmental
 conditions prone to formation of ice on
 aerodynamic surfaces, the resulting
 regulations have not been re-assessed in
 detail ever since. Due to a general increase
 in air traffic, and in particular the growing
 number of regional aircraft which are more
 sensitive to icing – due to lower operating
 altitudes and lower cruise speeds – there is
 renewed interest in solving this problem.
 IMPROVED SAFETY
 IN AIRCRAFT OPERATIONS
 A
 To understand the scope of the problem,
 a review was made of world-wide icingrelated
 accidents and incidents from
 1980 to 1995.These were fed into
 a database now accessible via
 the Internet.To complement this,
 a database was developed on existing
 icing atmosphere data.
 A flight test campaign with twin-engine
 turboprop aircraft investigated
 the Supercooled Large Droplet (SLD)
 conditions that trigger ice formation
 on airframe and wing.The existing
 regulations for design and certification
 of fixed-wing aircraft and helicopters
 were reviewed with respect to
 operation in icing conditions.
 In addition, feedback was sought from
 manufacturers of turboprop aircraft and
 rotorcraft on their experience with
 current icing standards, backed by
 interviews with operators about specific
 ice problems and crew training aspects.
 Several updates and extensions were
 proposed to the existing regulation to
 cover SLD conditions, and instruments
 were specified to measure these
 conditions and the characterisation of
 atmospheric phenomena.
 Tackling in-flight icing hazards11
 © Eureka Slide, Crunelle
 SINGLE EUROPEAN SKY
 12 13
 Test experience with currently used
 child restraint devices (CRD) in aircraft
 have been summarised in a research
 project and related to travel and
 accident statistics. Relevant aviation
 regulations have been discussed, and
 opinions on current practice have been
 sought from aviation authorities,
 operating airlines, cabin crews and
 consumer groups.
 The outcome has been aggregated in a
 Technical Reference Document covering
 bio-mechanical parameters that have to
 be considered when applying and using
 child restraint systems. Issues have been
 the definition of child groups, relevant
 test criteria applied to standard aircraft
 seats, specification of test dummies,
 categorisation of CRD tests, definition of
 test equipment, definition of standard
 adult seats, performance criteria to be
 adopted, and general concepts for the
 protection of children.
 This initiative led to a European
 specification for CRDs as a baseline
 for integrating the theme into
 certification and operational regulations
 by the Joint Aviation Authorities.
 The main parameters underlying these
 specifications are:
 the safe restraint of children to
 the standard of other passengers;
 the minimisation of additional costs
 to aviation industry;
 compatibility with European
 automobile restraint standards;
 harmonisation with the upcoming US
 standard;
 flexibility in CRD design;
 the inclusion of different flight phases
 (take-off and landing, cruise flight);
 and
 the need to use CRDs only for
 passengers of less than 18 kg weight.
 Improved safety for children in aircraft cabins 12
 Child safety
 Under current aviation regulations, the travel
 of infants and smaller children is not well
 covered in terms of safety, reflecting a lack of
 suitable restraint systems. Improvements in
 child safety are anticipated to be viable,once
 the required specifications for technical
 equipment and operational procedures have
 been defined and implemented.
 © Eureka Slide,M. Bingen
 ir traffic has grown at an average
 rate of 5% over the last 15 years,
 increasing the pressure on all
 aspects of Air Traffic Control (ATC).
 Capacity limitations at airports are a major
 bottleneck, with several main hubs and
 medium or small sized airports facing
 constraints on expansion and environmental
 concerns.While there is little chance
 to significantly enlarge existing airport
 infrastructures, the increasing number of
 aircraft movements (i.e. take-offs, landings
 and related taxiing) needs to be handled
 by using runways, taxiways and aprons
 more efficiently.
 Increasing tarmac capacity
 The planned Advanced Surface Movement
 Guidance and Control System (A-SMGCS) is
 intended to support the safe and efficient
 movement of aircraft and vehicles on
 an airport under all circumstances with
 respect to traffic density, visibility conditions
 and complexity of the airport layout.
 Simulations have shown that the expected
 improvement in traffic handling can be
 achieved, and specific functions have been
 demonstrated in real airport environments.
 ENHANCED EFFICIENCY
 AT AIRPORTS
 A
 The Advanced Surface
 Movement Guidance and Control
 System (A-SMGCS)13
 Two important research projects have
 dealt with the concept of integrated
 management of airport ground
 movements, demonstrating and testing
 prototype solutions.
 A demonstrator system for A-SMGCS
 has been implemented at four
 European airports, featuring the first
 large-scale demonstrator at
 Cologne/Bonn airport.The system
 architecture was designed to be
 modular and open.This can be used as
 a guideline by follow-on projects and
 for the realisation of a large-scale
 A-SMGCS implementation.
 Moreover, the advantages gained
 by data exchange during the trials
 motivated airports to enhance the
 integration of existing systems.
 Four areas were suggested for further
 investigation or improvement:
 surveillance, control, guidance
 and planning.
 A more complex approach has been to
 integrate an A-SMGCS prototype with a
 cockpit simulator and a tower simulator,
 both backed by several datalinks
 providing all relevant information
 for live simulation, in order to address
 the human/machine interface aspects
 of such a system.
 The simulations with the A-SMGCS
 platform were performed at Amsterdam-
 Schiphol and London-Heathrow airports,
 with remote connection to an aircraft
 simulator at Bedford (UK) and a tower
 simulator at Braunschweig (Germany).
 The evaluation of these trials generated
 a variety of ideas for better simulation
 tools from potential end users, such as
 air traffic controllers and pilots.
 The benefits and technical feasibility of
 an A-SMGCS multi-site, real-time,
 man-in-the-loop simulation platform
 has been underlined, in particular
 highlighting how to make best use of
 expensive simulation components that
 are typically scattered across several
 European research facilities.
 SINGLE EUROPEAN SKY
 14 15
 CHANGING
 WORKING ENVIRONMENTS
 he extraordinary growth of air
 transport has potential consequences
 for safety, requiring improvements
 in both the technical and operational
 aspects of Air Traffic Management (ATM).
 This means that the role of the human in
 conjunction with advanced automation has
 to be investigated. In addition, passenger
 survivability and human factors in flight
 operations have to be considered.
 Preparing the human operator to
 cope with future ATM concepts
 At present, all Air Traffic Management (ATM)
 responsibilities rest with the last human
 element in the responsibility chain, i.e.
 the controllers.This is a strong and well
 understandable reason for the reluctance of
 controllers to accept a new ATM system, in
 particular when they can no longer depend
 only on their own judgement or on the
 proof of what happened (e.g. via legal
 recording).This reduces their ability to
 control various traffic situations, whilst at
 the same time demands on them increase
 with traffic growth.This development
 presents a major challenge for the controllers.
 In-depth studies have looked at
 the differing perceptions of the amount
 of detail required for ATM certification
 across Europe, compared certification
 practices with those in other risk-critical
 domains, such as shipping, and analysed
 specific ATM certification problems.
 The human operator's performance in
 terms of ATM safety was assessed by
 means of stochastic models.
 A case study was performed on
 the safety impacts of advanced
 automation equipment in order to
 relate performance settings on
 automated sub-systems to overall safety
 design targets.
 The outcome has been a consolidated
 ATM certification framework that allows
 for effective safety management.
 The three main components are:
 an improved ATM safety certification
 framework for use by the various
 commercial actors;
 guidelines for change control in safetyrelevant
 ATM systems for controllers
 and pilots; and
 guidelines for the safety validation of
 automated ATM systems by
 manufacturers of those components.
 The human role in advanced ATM systems14
 T
 © Airbus
 The transition from conventional
 aircraft cockpits to state-of-the-art
 "glass cockpits", featuring few large
 displays and various digital controls,will
 have to take into account human factor
 standards, which have not been
 adequately addressed in training
 schemes so far.
 A comprehensive analysis of flight deck
 design philosophies employed by
 various aircraft manufacturers, focusing
 on automated flying functions such as
 steering,navigation, system management,
 communication and lookout has been
 complemented by an accident and
 incident review, identifying factors
 related to automated cockpits and poor
 transition training of crews.
 Investigations revealed that seven
 different skill groups could be identified
 relating to three principal types
 of individual behaviour, i.e. knowledgebased,
 rule-based and skill-based
 behaviour. An assessment of current
 training and transition activities at
 British Airways, Lufthansa and Airbus led
 to recommendations for a booklet on
 "Crew Resource Management for glass
 cockpits", containing a set of real-life
 incident scenarios. PC-based simulation
 software was evaluated for training
 purposes by performing tests with
 pilots from British Airways. As a result,
 specific recommendations have been
 formulated concerning training content,
 training methods and the associated
 training media.
 Transition training for cockpit crews 15
 Preparing flight crew for a new role
 The increase in automated tasks in
 the airline cockpit has changed the role of
 the crew from an active one to an apparently
 more passive one, supervising and managing
 automated systems.Many believe that this
 fundamental change in role has not
 received enough attention and that it may
 have led to crews not being adequately
 trained to perform their new supervisory
 and management tasks, resulting in a number
 of accidents and incidents attributable
 to human factors.
 The increase in
 automated tasks
 in the airline cockpit
 has changed the role
 of the crew from an
 active one to
 an apparently more
 passive one,
 supervising
 and managing
 automated systems.
 © Airbus
 16 17
 he transport research programme
 has shown that the problems facing
 air transport – more than for any
 other single transport mode – can
 only be met by harmonised and integrated
 approaches on a European level. Research
 has identified a set of candidate concepts,
 systems and measures – in particular in
 the ATM/CNS domain – and provided the
 information base and validation experience
 to support future implementation.
 While research to date has centred around
 the definition, architecture and design of Air
 Traffic Management (ATM) technologies,
 components and (sub-)systems, the focus of
 research in ongoing projects has shifted to
 large-scale validation of candidate ATM
 concepts.This will be followed by live trials
 of validated ATM concepts, ultimately leading
 to the large-scale implementation of
 reliable and modern systems across Europe.
 This move towards implementation is
 taking place in five main areas:
 • large scale validation of ATM (and CNS)
 concepts;
 • integration of airborne ATM systems and
 ground-based ATM systems;
 • optimisation of airport operations;
 • the sharing of experiences on airport
 activities;
 • human factors related training of air crews.
 The continuous growth in air transport
 demand can only be supported and
 sustained by full co-ordination between
 en-route ATM systems and airport planning
 operations. On-going research will assess
 the potential benefits of integrating
 Airport Traffic Management Systems
 that link existing ground, arrival and
 departure operations.
 CURRENT DEVELOPMENTS
 IN TRANSPORT RESEARCH
 This section identifies current
 research projects in the air transport
 sector. Further details are available
 from the Links section of the
 web-based Knowledge Centre.
 T
 SINGLE EUROPEAN SKY
 Thematic network
 on airport activities16
 An integrated approach to airport activities
 is needed to tackle the increasing ground
 congestion at European airports, which is
 most obvious with the lack of "slots", i.e. the
 time window assigned to an aircraft for
 take-off or landing.
 In order to provide solutions for the current
 situation, a substantial number of research
 activities have been launched, both at
 national and at European level.Therefore
 a framework for co-ordination has been
 created to increase transparency and
 effectiveness in the development of
 specific projects.
 A focal point for collaboration will be
 established where the main players can
 meet and exchange views.
 Important objectives are to avoid
 redundancy of work, to address the lack of
 consistency between European countries
 and to tackle the principal airport policy
 and regulation issues.
 © Eureka Slide
 A current research project aims to
 demonstrate the feasibility of integrating
 existing tools for arrival and departure
 planning management, together with
 those derived from the planning and
 routing function of ground movements.
 A full-scale integration of existing tools
 will be performed under real-life
 operating conditions at the airports
 Madrid-Barajas and Paris/Charles
 de Gaulle.
 The results of the operational assessment
 will provide a quantifiable measurement
 of the safety, capacity and efficiency
 benefits of such an integrated system.
 The most important outputs are expected
 to be a set of system design documents,
 test plans and evaluation reports.
 A complementary study is developing
 an integrated, networked simulation
 platform for modelling, evaluating and
 optimising airside and landside airport
 operations.This platform will have an
 open system architecture, which will
 enable future extensions.
 In a second step the simulation platform
 will be subject to validation and
 evaluation at six major European
 airports, namely Frankfurt, Amsterdam,
 Madrid, Barcelona (or Palma de Mallorca),
 Toulouse and Athens.However,
 the platform's architecture is adaptable
 for use in trials at other airports.
 Integrated airport operations17
 Evaluating the operational
 benefit of A-SMGCS18
 Full-scale systems for advanced surface
 movement, guidance and control
 (A-SMGCS) now need to be implemented.
 This will lead to the creation of industry
 rules for integration, including
 performance specifications,
 the generation of operational procedures
 adapted to the potential of the new
 technology, and user benefit validations.
 A current project is developing the
 A-SMGCS architecture for three airports,
 and establishing prototype installations
 at these airports with data exchange
 among the users. Proven A-SMGCS
 modules from industry and research
 organisations will be used, building on
 an operational concept in order to
 increase efficiency and safety.
 © Eureka Slide, Znam - Von Bux
 18 19
 References
 Further information on the following projects can be obtained from the web-based Knowledge Centre.
 Other key documents referenced in the brochure are available on the DG Energy and Transport web
 site (http://europa.eu.int/comm/dgs/energy_transport/index_en.html).
 1.White Paper "European transport policy for 2010: time to decide", COM(2001)370
 2.The transport research programme is part of the fourth framework programme for Community activities in the field
 of research, technological development and demonstration for the period 1994 to 1998
 3.TORCH project
 4. AVENUE project
 5.TAPE project
 6. JAR TEL project
 7.EMERTA project
 8. SOURDINE project
 9. NEAP project
 10. ASIVAL, CASCADE and GENOVA projects
 11. EURICE project
 12. IMPCHRESS project
 13. DEFAMM and SAMS projects
 14. ARIBA project
 15. ECOTTRIS project
 16.THENA project
 17. LEONARDO and OPAL projects
 18. BETA project
 Other useful publications:
 • European Aeronautics: A vision for 2020; Report of the group of personalities. Luxembourg: Office for Official
 Publications of the European Communities, 2001
 • Single European Sky; Report of the high-level group. Luxembourg: Office for Official Publications of the European
 Communities, 2001
 The programme’s Knowledge Centre is available at:
 http://europa.eu.int/comm/transport/extra/home.html
 It provides:
 • structured guides to the results and projects for particular topics;
 • summaries and final reports of individual projects;
 • access to project web sites and other contact details.
 Brochures on results from the transport research programme
 are available for:
 1. Sustainable mobility
 2. Clean urban transport
 3. European transport networks
 4. Single European sky
 5. Maritime safety
 6. Freight intermodality
 7.Getting prices right
 8. Road safety
 9. Intelligent transport systems
 7 KO-39-01-538-EN-C
 OFFICE FOR OFFICIAL PUBLICATIONS
 OF THE EUROPEAN COMMUNITIES
 L-2985 LUXEMBOURG
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