PART II. AVIATION PHYSIOLOGY

航空

PART II. AVIATION PHYSIOLOGY

游客，如果您要查看本帖隐藏内容请回复

航空

ICAO Preliminary Unedited Version — October 2008
Doc 8984-AN/895
Part II
MANUAL OF CIVIL AVIATION MEDICINE
PRELIMINARY EDITION — 2008
International Civil Aviation Organization
PART II. AVIATION PHYSIOLOGY
Approved by the Secretary General
and published under his authority
INTERNATIONAL CIVIL AVIATION ORGANIZATION
ICAO Preliminary Unedited Version — October 2008
Part II
Chapter 1. PHYSIOLOGICAL FACTORS OF RELEVANCE TO FLIGHT SAFETY
Page
INTRODUCTION ................................................................................................. II-1-1
General ..............................................................................................................II-1-1
Human factors specified in Annexes................................................................. II-1-1
Working environment........................................................................................II-1-2
PHYSICS OF THE ATMOSPHERE................................................................... II-1-3
Barometric pressure...........................................................................................II-1-3
Hypoxia .............................................................................................................II-1-7
PROTECTIVE SYSTEMS ................................................................................... II-1-7
Cabin pressurization ..........................................................................................II-1-7
DECOMPRESSION.............................................................................................. II-1-9
COSMIC RADIATION......................................................................................... II-1-11
OZONE................................................................................................................... II-1-15
ACCELERATION EFFECTS.............................................................................. II-1-15
Short-term accelerations....................................................................................II-1-15
SENSORY ILLUSIONS........................................................................................ II-1-16
COMMUNICATIONS .......................................................................................... II-1-16
FLIGHT CREW WORKLOAD AND ITS
EFFECTS ON PERFORMANCE..................................................................... II-1-18
Fatigue............................................................................................................... II-1-18
FURTHER READING.......................................................................................... II-1-18
ICAO Preliminary Unedited Version — October 2008 II-1-1
INTRODUCTION
General
Throughout the ages of evolution most higher mammals, including humans, have become biologically
adjusted to an existence in the earth’s atmosphere at or near sea level. Departure from this natural habitat
by aerial flight can cause serious and possibly fatal disturbances unless either adequate physiological
adjustments have time to take place or artificial means for life support are employed, depending upon the
altitude involved and the duration of exposure.
This chapter is intended to familiarize the designated medical examiner with some of the basic
principles of aviation physiology related to the working and environmental conditions encountered in
civil aviation; a brief description will also be made of the man-machine relationship, the physical and
mental demands imposed on aviation personnel, and the medico-biological aspects conducive to safe civil
aviation operations. However, a single chapter does not do justice to this important topic, and the
interested reader is therefore referred to one of the standard textbooks in aviation medicine for further
information. Two examples of such texts are provided at the end of this chapter.
The human being is the most important element in the aviation system, and a healthy and competent
crew is a prerequisite for safe and efficient flight. The philosophies underlying initial certification and
continuing integrity of both the man and the machine are in fact analogous.
Advances in aviation research, development and improved technology have served to minimize the
probability of human failure of the man-machine system. Being one of the vital elements in this system,
man should be properly assessed from somatic and psychological viewpoints, taking into account the
requirements for the task to be accomplished.
The rapid development of aviation during the past decades and the ever increasing number of
individuals of all ages who avail themselves of air travel, have stimulated extensive research on the
physiological effects of altitude in order to define tolerable and safe limits of exposure and to develop the
most effective protective measures. In this respect, this chapter includes a short description of some
technological necessities, e.g. cabin pressurization and oxygen systems, which permit life in otherwise
hostile environments.
Human factors specified in Annexes
ICAO regulatory documents – Annexes – make many references to human factor aspects of civil aviation
operations. Annex 1, 1.2.4.4.1 specifies that “Medical examiners shall have received training in aviation
medicine and shall receive refresher training at regular intervals. Before designation, medical examiners
shall demonstrate adequate competency in aviation medicine.” In addition, 1.2.4.4.2 requires that
“Medical examiners shall have practical knowledge and experience of the conditions in which the holders
of licences and ratings carry out their duties”, followed by a Note in which it is stated that “Examples of
practical knowledge and experience are flight experience, simulator experience, on-site observation or
any other hands-on experience deemed by the Licensing Authority to meet this requirement.”
Part I, Chapter 1 of this manual also describes the relevant provisions contained in Annex 6
concerning oxygen in flight and fitness of flight crew members, as well as limitations of flight time
intended to ensure that fatigue does not endanger the safety of a flight.
Annex 6, Part I, 6.12 describes the relevant provisions concerning radiation indicators to be carried by
ICAO Preliminary Unedited Version — October 2008 II-1-2
aeroplanes intended to be operated above 15 000 m (49 000 ft).
Figure 1.— Flight deck of an Airbus 330 (courtesy – Airbus)
Working environment
The designated medical examiner must be familiar with the design and operation of aircraft cockpits and
air traffic control towers, so as to enable an adequate assessment of licence holders. Aircraft cockpits are
designed in such a way that the flight crew member can function optimally not only under normal but also
under critical conditions such as peak workloads. The main factors to consider in this working
environment are graphically depicted in Figure 1. The major portion of information gathering is by vision;
therefore limitations of human vision with respect to both acuity, the size and shape of the peripheral
visual fields, and colour perception must be considered against the problems of access to visual
information presented from both inside and outside the cockpit.
The position and operation of controls and flight instruments are fundamental. All controls should be
within easy reach of the crew and all instruments should be easy to read. This will permit the pilot to
acquire the information without interference (sensory acquisition) and permit him to operate all the
controls efficiently (effector function).
The air traffic controller’s workload is subject to wide variation. It depends on such factors as the
number of aircraft supervised, the complexity of air traffic routes, individual aircraft speed and relative
aircraft movement comprising fast and slow aircraft, arrivals, departures and en-route traffic.
ICAO Preliminary Unedited Version — October 2008 II-1-3
An example of the working environment of air traffic controllers is shown in Figure 2. It should be
noted that good manual dexterity and neuromuscular co-ordination are required of controllers in the
discharge of their duties. Good visual acuity, both at distance and for reading is required, and the amount
of colour coded information makes good colour perception necessary. Furthermore, air traffic controllers
should be capable of spreading their attention over a number of tasks simultaneously.
Figure 2.— Air Traffic Controllers at their work stations
PHYSICS OF THE ATMOSPHERE
Barometric pressure
The earth is surrounded by a thin layer of gases and vapours in which two forces counteract: the kinetic
energy of the gas molecules leading them away from each other, and the gravitational attraction due to the
mass of the earth. This attraction is inversely proportional to the square of the distance. The action of
these two forces results in a decrease, with increasing altitude, in the density of the atmosphere and
therefore a decrease in the resulting barometric pressure which follows an exponential curve with
increasing altitude. Associated with this pressure event are other phenomena such as a temperature drop
and an increase in the intensity of solar radiation. From a biological viewpoint, the barometric pressure
drop is the most specific feature of the altitude climate. The manifestations directly related to reduced
barometric pressure per se are of two types:
a) mechanical (expansion of trapped gases); and
ICAO Preliminary Unedited Version — October 2008 II-1-4
0.2094 2
= × O B P P
( 47) 0.2094 2
= − × O B P P
b) biological (drop in oxygen partial pressure).
The chemical composition of the atmosphere remains constant up to an altitude of about 25 km
(82 000 ft). The oxygen fraction is about 20.94 per cent and the partial pressure (pO2) changes in direct
proportion to the total barometric pressure (PB) and can be calculated for dry gas as follows:
(1)
On entering the airways, the inspired gas becomes immediately saturated with water vapour at body
temperature. The partial pressure exerted by the water vapour at 37°C (98.6°F) is always 47 mm Hg
regardless of the total barometric pressure. This fact poses a special problem in aviation medicine because
it is obvious that with increasing altitude, the water vapour pressure represents an increasing proportion of
the inhaled gaseous constituents of the atmosphere. When considering the water vapour pressure, formula
(1) has to be modified as follows:
(2)
Since aviation operations are carried out in an environment different from the regular habitat of
humans, the designated medical examiner should be familiar with the physical characteristics of the
environment in which the flight crew operates.
ICAO Preliminary Unedited Version — October 2008 II-1-5
Table 1 shows the relationship between altitude, pressure and temperature as shown in a standard
atmosphere.
ALTITUDE PRESSURE TEMPERATURE
metres feet mm HG psia °C °F
sea level 760 14.7 15.0 59.0
400 1 312 725 14.0 12.4 54.4
600 1 968 707 13.7 11.1 52.0
800 2 625 691 13.4 9.8 49.6
1 000 3 281 674 13.0 8.5 47.3
1 500 4 921 634 12.3 5.3 41.5
2 000 6 562 596 11.5 2.0 35.5
2 500 8 202 560 10.8 −1.2 29.7
3 000 9 842 526 10.2 −4.5 23.9
3 500 11 483 493 9.5 −7.7 18.1
4 000 13 123 462 8.9 −11.0 12.2
4 500 14 764 433 8.4 −14.2 6.4
5 000 16 404 405 7.8 −17.5 0.5
5 500 18 044 379 7.3 −20.7 −5.3
6 000 19 685 354 6.8 −24.0 −11.2
6 500 21 325 331 6.4 −27.2 −16.9
7 000 22 966 308 6.0 −30.5 −22.9
7 500 24 606 287 5.6 −33.7 −28.6
8 000 26 246 267 5.2 −36.9 −34.5
10 000 32 808 199 3.8 −49.9 −57.8
12 000 39 370 146 2.8 −56.5 −69.7
14 000 45 931 106 2.0 −56.5 −69.7
16 000 52 493 78 1.5 −56.5 −69.7
18 000 59 054 57 1.1 −56.5 −69.7
20 000 65 616 41 0.80 −56.5 −69.7
25 000 82 020 19 0.37 −51.6 −60.9
30 000 98 424 9 0.17 −46.6 −51.9
Table 1.— The relationship between altitude (in ft),
pressure (in mm Hg and pounds per square inch (absolute)), and temperature (in °C and °F)
The range of environmental conditions encountered in civil aviation operations varies widely, from
those characteristic of unpressurized small aircraft and gliders, to those of subsonic and supersonic jets.
The relationship between barometric pressure and the operational ceiling of aircraft is shown in
Figure 3, demonstrating the decrease in barometric pressure with increasing altitude.
Physiological effects of hypoxia at different altitudes are given in Table 2.
ICAO Preliminary Unedited Version — October 2008 II-1-6
1) 2 450 m (8 000 ft): The atmosphere provides a blood oxygen saturation of approximately 93 per cent
in the resting individual who does not suffer from cardiovascular or pulmonary disease.
2) 3 050 m (10 000 ft): The atmosphere provides a blood oxygen saturation of approximately
89 per cent. After a period of time at this level, the more complex cerebral functions such as making
mathematical computations begin to suffer. Flight crew members must use oxygen when the cabin
pressure altitudes exceed this level.
3) 3 650 m (12 000 ft): The blood oxygen saturation falls to approximately 87 per cent and in addition to
some arithmetical computation difficulties, short-term memory begins to be impaired and errors of
omission increase with extended exposure.
4) 4 250 m (14 000 ft): The blood oxygen saturation is approximately 83 per cent and all persons are
impaired to a greater or lesser extent with respect to mental function including intellectual and
emotional changes.
5) 4 550 m (15 000 ft): This altitude gives a blood oxygen saturation of approximately 80 per cent and
all persons are impaired, some seriously.
6) 6 100 m (20 000 ft): The blood oxygen saturation is 65 per cent and all unacclimatized persons lose
useful consciousness within 10 minutes (TUC, the time of useful consciousness, is determined
generally from the time of onset of hypoxia to the time when purposeful activity, such as the ability to
don an oxygen mask, is lost). At 6 100 m (20 000 ft), the TUC is 10 minutes. (It should be mentioned
that a given volume of gas at sea level doubles in volume when the pressure is dropped to that at
approximately 5 500 m (18 000 ft).)
7) 7 600 m (25 000 ft): This altitude, and all those above it, produce a blood oxygen saturation below
60 per cent and a TUC of 2.5 minutes or less. Above this altitude, the occurrence of bends (nitrogen
embolism) begins to be a threat.
8) 9 150 m (30 000 ft): The TUC is approximately 30 seconds.
9) 10 350 m (34 000 ft): The TUC is approximately 22 seconds. Provision of 100 per cent oxygen will
produce a 95 per cent blood oxygen saturation (at 10 050 m (33 000 ft), a given volume of gas at sea
level will have approximately quadrupled).
10) 11 300 m (37 000 ft): The TUC is approximately 18 seconds. Provision of 100 per cent oxygen will
produce an oxygen saturation of approximately 89 per cent. When this altitude is exceeded, oxygen
begins to leave the blood unless positive-pressure oxygen is supplied. (A given volume of gas
approximately quintuples when the altitude changes from sea level to 11 600 m (38 000 ft).)
11) 13 700 m (45 000 ft): The TUC is approximately 15 seconds and positive-pressure oxygen is of
decreasing practicality due to the increasing inability to exhale against the requisite oxygen pressure.
Table 2.— Effects of hypoxia at different altitudes
ICAO Preliminary Unedited Version — October 2008 II-1-7
Figure 3.— Barometric pressure and altitude
A matter of practical importance is that barotrauma may occur at low altitudes because of the steep slope
of the altitude pressure curve at lower levels. Even normal shifts in pressurized cabins can result in
barotrauma since descent from only 2 000 m (6 500 ft) to sea level entails a pressure differential of
150 mm Hg.
Hypoxia
An important characteristic of biological significance of the flight environment is the decrease in partial
pressure of oxygen with increasing altitude.
Hypoxia can for practical purposes be defined as decreased amounts of oxygen in organs and tissues,
i.e. less than the physiologically “normal” amount.
In aviation medicine it is a subject of particular interest due to the fact that pressurized cabins are not
usually maintained at sea-level values and therefore cabin pressures may add a moderate degree of
hypoxia at altitude. Hypoxia has been the object of many studies, and several attempts have been made to
classify and define its stages and varieties. A classification that has gained wide acceptance defining four
varieties of hypoxia is as follows:
a) Hypoxic hypoxia is the result of a reduction in the oxygen tension in the arterial blood and hence in
the capillary blood. It may be caused by low oxygen tension in the inspired air (hypobaric hypoxia)
and is therefore of special significance when considering flight crew. Other causes are
hypoventilatory states, impairment of gas exchange across the alveolar-capillary membrane, and
ventilation-perfusion mismatches.
b) Anaemic hypoxia is the result of a reduction in the oxygen-carrying capacity of the blood. Decreased
amount of haemoglobin available to carry oxygen may be caused by reduced erythrocyte count,
ICAO Preliminary Unedited Version — October 2008 II-1-8
reduced haemoglobin concentration, and synthesis of abnormal haemoglobin (e.g., sickle cell
anaemia). Anaemia is an important consideration when assessing the advisability of air transportation
for passengers with certain clinical entities.
c) Ischaemic hypoxia is the result of a reduction in blood flow through the tissues. It may be caused by
obstruction of arterial supply by disease or trauma, and by general circulatory failure. Coronary artery
disease is of major concern when assessing applicants for licences.
d) Histotoxic hypoxia is the result of an interference with the ability of the tissues to utilize a normal
oxygen supply for oxidative processes. It may be caused by certain biochemical disorders as well as
poisoning and may be of concern in crash survivability.
Subjective symptoms Objective signs
Breathlessness; dyspnoea
Headache
Dizziness (giddiness)
Nausea
Feeling of warmth about face
Dimness of vision
Blurring of vision
Double vision (diplopia)
Confusion; exhilaration
Sleepiness
Faintness
Weakness
Stupor
Hyperpnoea or hyperventilation
Yawning
Tremor
Sweating
Pallor
Cyanosis
Drawn, anxious facies
Tachycardia
Bradycardia (dangerous)
Poor judgement
Slurred speech
Incoordination
Unconsciousness; convulsions
Table 3.— Signs and symptoms of hypoxia
In aviation, hypobaric hypoxia is by far the most common form of hypoxia. The symptoms produced
in the body by hypoxia are both subjective and objective. Rarely are all the signs and symptoms found in
any one person. Table 3 shows common signs and symptoms which might occur. It is difficult to state
precisely at what altitude a given individual will react (i.e., show symptoms). The threshold of hypoxia is
generally considered to be 1 000 m (3 300 ft) since no demonstrable physiological reaction to decreased
atmospheric pressure has been reported below that altitude. In practice, however, a significant decrement
in performance does not occur as low as that, but as altitude increases above that level the first detectable
symptoms of hypoxia begin to appear and a more realistic threshold would be around 1 500 m (5 000 ft).
Symptoms become more pronounced above 3 000 m (10 000 ft) which sets the limit for flight in
unpressurized aircraft unless oxygen is carried on board. Pressurization systems are commonly designed
to provide a physiologically adequate partial pressure of oxygen in the inspired air. In most passenger
aircraft, the cabin pressure at cruising level corresponds to an ambient altitude of 1 500 to 2 450 m (5 000
to 8 000 feet).
PROTECTIVE SYSTEMS
Cabin pressurization
Cabin pressurization is one of the examples of technological solutions to a physiological problem in
relation to aviation. In most modern commercial aircraft the problems of hypoxia and decompression
symptoms are overcome by pressurizing the aircraft cabin to maintain a pressure that is compatible with
I
NCRE
A
S
I
NG
HY
P
OX
I
A
ICAO Preliminary Unedited Version — October 2008 II-1-9
normal physiological needs.
It would seem ideal to maintain sea-level pressure in an aircraft cabin at all times. This solution is
usually impractical due to weight penalties and technical considerations. For these reasons, aircraft cabins
are designed with pressure differentials which represent the compromise between the physiological ideal
and optimal technological design. The pressurization characteristics of different commercial aircraft types
are similar, with minor variations. In general, while the aircraft rate of climb might be in the order of
1000-3 000 ft/min (5-15 m/s) at lower altitudes, cabin altitude increases at a rate of about 500 ft/min (2.5
m/s) which represents an acceptable physiological compromise to equilibrate pressures within the body
and the surrounding environment with a minimum of discomfort. On descent, the usual rate is no more
than 300 ft/min (1.5 m/s).
The normal method of achieving cabin pressurization is by obtaining compressed air from the engine
compressor, cooling it and leading it into the cabin. The pressure level is then set by controlling the rate
of escape of the compressed air from the cabin by means of a barometrically operated relief valve.
Figure 4 indicates a typical pressure differential between the ambient altitude and cabin altitude for a
commercial aircraft.
Figure 4.— Aircraft and cabin altitudes for a commercial aircraft during a typical flight1
DECOMPRESSION
All gases present in the body, either in free form in the cavities of the viscera or in solution in the body
fluids, are in equilibrium with the external environment. Therefore, any changes in barometric pressure
will give rise to transient pressure gradients between gases within the body and the external environment,
and a gradient will persist until a new balance is reached. Depending upon the magnitude of the changing
pressure and the rate at which it takes place, mechanical deformation and structural damage may occur on
1 Adapted from Rainford, D.J., Gradwell, D.P. eds. (2006)
Time of flight (min)
Altitude (thousands of feet)
Cabin altitude
Aircraft
altitude
0 5 10 15 95 100 105 110 115 120
10
20
30
40
ICAO Preliminary Unedited Version — October 2008 II-1-10
decompression due to the relatively higher pressure of free gases trapped in body cavities.
In spite of all precautions, loss of cabin pressurization, including the remote event of rapid
decompression, remains a potential hazard in the operation of pressurized aircraft at high altitudes.
Rapid decompression is an uncommon event in civil aviation operations. It may be produced as a
result of structural failure or damage to the cabin wall (pressure hull). If it occurs, those on board might
be exposed to the sudden onset of hypoxia for which oxygen equipment will be required. If the rate of
decompression is of severe magnitude, organ and tissue damage may also ensue. Free gases in the body
will expand. Cavities containing such gases are:
a) those with distensible walls;
b) those with free communication with the external environment; and
c) rigid or semi-rigid closed cavities.
The gases present in the distensible cavities, i.e. gastrointestinal tract, will expand under hypobaric
conditions and may cause symptoms of discomfort and pain. Cavities with free communication will not
give rise to complications as long as the size and patency of the communicating orifice and/or anatomical
structure is adequate. Examples of these cavities are paranasal sinuses with open communication. The
third type of cavities are those formed when a blocked paranasal sinus ostia or blocked Eustachian tube
leading to the middle ear is present; they might give origin to pain of magnitude so severe as to be
incapacitating.
Other forms of decompression manifestations are those produced by the evolution of bubbles from
gases dissolved in blood and tissues - decompression sickness. In the context of civil aviation operations,
this might occur when a person has been exposed to a hyperbaric environment, which has
overcompressed inert gases in the body, prior to an ascent to altitude. Based on case studies and
prospective investigations, the Undersea and Hyperbaric Medical Society recommends the following
intervals between diving and flying:
Dive schedule
Minimum interval
1.
Non-decompression dives
a. Less than 2 hours accumulated dive time in the
48 hours preceding surfacing from the last dive
12 hours
b. Multi-day, unlimited diving
24 hours
2.
Dives requiring decompression stops (but not
including saturation dives)
24-48 hours
Table 4.— Recommended intervals between diving and flying
Further information concerning dive times and flying is available from the Professional Association
of Diving Instructors (PADI) and the National Association of Underwater Instructors (NAUI).
Another important consideration in civil aviation operations is the possibility of slow decompression,
including failure to pressurize during climb, which might occur as a result of failures of pressurization
equipment, such as failure of an outflow valve, or incorrect settings of the flight deck pressurization
controls by flight crew. If a slow loss of pressure occurs, the aircraft usually initiates a descent to a safer
ICAO Preliminary Unedited Version — October 2008 II-1-11
altitude; in some cases, on account of high ground, the aircraft is forced to continue flying at an altitude
requiring oxygen. In such cases, the availability of oxygen systems is mandatory and if the planned route
is over high ground that prevents an immediate descent to 10,000 feet or below, additional oxygen is
required to be carried. When cabin pressure is lost, a barometrically triggered valve opens at a given cabin
altitude - usually 10 000 - 14 000 ft (3 050 - 4 250 m) - and releases the masks for passengers. Passengers
are briefed, prior to the flight, about the procedures to be taken to start breathing oxygen when required.
Other forms of decompression symptoms (dysbarisms) such as barotitis, barosinusitis and barodontalgia
are further described in Part III, Chapter 12 of this manual.
COSMIC RADIATION
Radiation consists of a flow of atomic and subatomic particles and of waves, such as those that
characterize heat rays, light rays, and X-rays. All matter is constantly bombarded with radiation of both
types from cosmic and terrestrial sources.
Radiation can be ionizing (i.e. capable of turning atoms and molecules in matter and tissue penetrated
into ions2 and thus causing an electrical effect) or non-ionizing.
Cosmic radiation is the collective term used for radiation coming from the sun (the solar component)
and from the galaxies of the universe (the galactic component).
Ionizing Radiation
Matter consists of a number of simple substances called elements which, as mixtures and compounds,
form all the materials present on earth and in the universe. The basic unit of any element is the atom, and
it is the characteristics of atoms that determine the properties of the elements.
Some elements are naturally radioactive, i.e. they change into other elements with the emission of
atomic particles: radiation. Radiation may be thought of as energy in motion or as transfer of energy.
When radiation energy is absorbed in living tissue, it may have a biological effect which depends not only
on the amount of energy absorbed, but also on the specific effect of the wavelength and on the type of
particles (electrons, neutrons, positrons, etc). If ionization takes place, it frequently results in chemical
changes in matter and in living tissue. These changes may affect the behaviour of living cells and the
organism may suffer obvious injury if enough cells are involved. Unlike light and heat, which are also
forms of radiation, ionizing radiations cannot be directly detected by the body’s senses, except that the
dark-adapted eye, during the 5-6 hours of a transatlantic polar flight, may see a few flashes of light as
cosmic rays directly ionize the retina.
Source and type of radiation
The ionizing radiation to which everyone on earth is exposed comes from the universe, partly from outer
space (galactic radiation of constant intensity) and partly from the sun (solar radiation of increased
intensity during solar flare activity). Furthermore, the earth itself produces ionizing radiation (of intensity
varying with geographical location). Even food and drinking water are sources of ionizing radiation.
In addition to this natural background radiation which has existed for millions of years, there are
2ion: an electrically charged atom or molecule.
ICAO Preliminary Unedited Version — October 2008 II-1-12
modern man-made sources of ionizing radiation: building materials in houses, medical and dental X-ray
examinations, radioactive cargoes, fall-out from atmospheric testing of nuclear weapons, and possibly
nuclear power plants.
Unit of measurement
The effect of both electrons, α-particles and γ-radiation on living tissue is to cause ionization. The amount
of radiation energy absorbed is measured in gray (Gy)3, but as the biological effect depends not only on
energy but also on the composition of the radiation (different particles etc.), it is necessary to weight the
absorbed dose to obtain a dose equivalent, a unit of “harmful effect”, called sievert (Sv).4
Background Radiation
Everybody on earth is exposed to radiation. The total normal radiation (background radiation) per person
is virtually constant with a yearly dose equivalent estimated to be about 2 mSv in most countries. But due
to natural radioactivity in soil and rocks, in parts of Brazil the yearly average is as high as 5-10 mSv, and
in Kerala (India) a yearly dose of 28 mSv has been measured. In the industrial countries radiation from
other sources, mainly medical X-rays, is estimated to around 1 mSv. On top of this exposure, totalling
3 mSv/year, may be added “occupational exposure”.
Occupational Exposure
In recent years world-wide attention has been given to the problem of air crew being exposed to ionizing
radiation. In the European Union, following the recommendations of the International Commission on
Radiological Protection (ICRP), specific provisions on the health protection of air crew against dangers
arising from exposure to cosmic radiation have been laid down in legislation since May 2000. There is,
however, still some disagreement about the effects and even the amount of radiation to which air crew are
exposed while on duty.
A substantial part of the cosmic radiation is absorbed by the upper part of the atmosphere or deflected
by the earth’s magnetic shield, but some penetrates to ground level and thus forms part of our natural
environment. The intensity of cosmic radiation increases with height above sea level because the
atmosphere becomes thinner and absorbs less of the radiation (e.g. the intensity of cosmic radiation is
doubled by an increase in altitude from sea level to about 5000 feet and this doubling continues up to
about 70 000 feet). High altitude flight therefore increases the degree of exposure to cosmic radiation. The
polar regions have a greater radiation intensity than the equatorial regions, owing to flattening of the
atmosphere over the poles and the shape of the earth’s magnetic field.
Many studies have been conducted aboard airliners, mainly flying on North Atlantic routes, to
establish the amount of radiation to which the air crew are exposed. Based on these studies, it is possible
to calculate a radiation exposure of approximately 5 mSv per year for air crew flying 600 hours per year
north of N50 at altitudes above 39 000’, and approximately 3.3 mSv per year if the flight level is reduced
to altitudes around 33 000’. If the annual flying hours are calculated for cruising only (with deduction for
start, climb, descent, and landing) to 400 hours per year, the radiation exposure will be around 2 mSv.
Flying south of N50 will entail a further reduction in exposure.
31 Gy = 1 joule/kg = 100 rad (absorbed radiation).
41 Sv = 1 joule/kg = 100 rem
(dose equivalent = 1 Gy for β-radiation).
ICAO Preliminary Unedited Version — October 2008 II-1-13
In a recent study conducted by the national airline in a Contracting State, situated between N60 and
N70, the maximum radiation exposure in full-time air crew measured during ordinary scheduled flying
over one year was 2.8 mSv.
Maximum Exposure
The maximum radiation exposure, recommended by ICRP, for individual members of the public is 1 mSv
per year or, in particular cases, 5 mSv per 5 years. For workers exposed to radiation (and therefore under
special surveillance which may include annual health examinations) the recommended limit is 100 mSv
per five years or an average of 20 mSv per year with a maximum of 50 mSv in any one year. For pregnant
workers the recommended limit is 1 mSv per year or the same for the foetus as for any other individual
member of the general public.
Use of Computer Programmes to Estimate Dose
It is possible to estimate the radiation dose for a certain route by using a computer programme developed
for this purpose. The data to be input are the date and location of departure, the flight profile, detailing the
time in climb, cruise and descent, and the time and location of arrival.
One such programme, which is simple to use and has been validated, is produced by the Civil
Aeromedical Institute (CAMI) in the United States. CAMI was previously known as the Civil
Aeromedical Research Institute (CARI). The latest version of this computer programme is called CARI-6
(dated 7 July 2004). It can be down-loaded from CAMI’s website or accessed on-line at
http://jag.cami.jccbi.gov./cariprofile.asp. A similar European programme, EPCARD (European Program
Package for the Calculation of Aviation Route Doses), has been developed and is available on-line in
English and German at www.gsf.de/epcard2/index.phtml.
Risk Assessment
Ionization can cause chemical changes in living tissue and may thus affect the behaviour of living cells.
This can lead to cell death (as in acute radiation sickness) or to alteration of genetic material within the
cell (so-called mutation as seen in late sequels). The latter can induce cancer or lead to anatomical defects
in a foetus. These effects, however, are dose related: low doses of radiation carry a low risk, and the lower
the radiation dose is, the longer is the interval from exposure to development of disease, often many
years.
We have no exact knowledge about the risk of low dose radiation, but studies of the survivors from
the Hiroshima and Nagasaki atomic bombings in 1945 indicate that a radiation dose of 500 mSv leads to
development of cancer in about 1% of those exposed. Consequently, according to the theory of linearity, a
radiation dose of 1 mSv entails a cancer risk of 0.002% (1 mSv is about 1/3 of the natural background
radiation, vide supra). With few exceptions the incidence of cancer has not been increased detectably by
doses of less than 100 mSv.
It is generally estimated that 1.5% of all fatal cancers in the general population result from natural
background ionizing radiation. A man, living on Earth for 70 years, will receive a total dose of ionizing
radiation of about 210 mSv. His risk of developing a cancer due to radiation is about 0.42% or one in 238.
If he flies as an airline pilot for 40 years he may receive an additional dose of some 112 mSv which
entails an additional cancer risk of about 0.22%. The over-all risk of acquiring a fatal cancer disease (all
types, all causes) during a lifetime is about 22% (including 0.42% caused by radiation). The airman’s
total risk will thus rise from about 22% to about 22.2%. In other words: if one thousand airmen have a
normal flying career, the expectation is that two of them would eventually die of cancer as a result of
occupational exposure to radiation. Based on normal expectation for the adult population, about an
ICAO Preliminary Unedited Version — October 2008 II-1-14
additional 220 of the 1000 airmen would die of cancer from causes unrelated to occupational radiation
exposure. There is, of course, no way of telling whether a specific cancer is caused by background
radiation, occupational radiation or other factors.
A liveborn child conceived after radiation exposure of its parents is at risk of inheriting a genetic
defect that may lead to a serious health impairment. From each parent’s exposure, the risk coefficient is
1.5 in 1 000 000 per mSv. If a female crewmember works for ten years and thus is exposed to an
additional 28 mSv, the risk to the child as a result of work related exposure to radiation would be
approximately 28 x 1.5 = 42 in 1 000 000. In the general population about 6% (or 60 000 in 1 000 000) of
the children are born with anomalies that have serious health consequences. In other words: if 23 800
children were born after occupational radiation exposure of their mothers, one of them would have a
congenital genetic defect or eventually develop a genetic disease as a result of his mother’s occupational
exposure to radiation. Based on the normal expectation for newborn children, an additional 1428 children
of the 23 800 would have genetic defects from other causes.
Recommendations
In view of the fact that ionizing radiation is now assumed to play a role in mutagenic or carcinogenic
activity, any procedure involving radiation exposure is considered to entail some degree of risk. At the
same time, however, the radiation-induced risks associated with flying are very small in comparison with
other risks encountered in daily life. Nevertheless such risks are not necessarily acceptable if they can be
easily avoided.
Theoretically, the radiation exposure in air crew can be reduced by optimizing flight routes and crew
scheduling, and by installation of radiation warning devices5. Such devices are particularly effective in
detecting high momentary radiation during solar flares and can thus be used in determining a need for a
lower cruising level. Female crew members should be aware of the possible risk to the foetus and should
be scheduled in such a way as to minimize the exposure during pregnancy.
Much study has been directed to the potential hazards of cosmic radiation (CR) to flight crews and
passengers of supersonic transport (SST) aircraft. Measurements show that in the high latitudes above
50N the maximum total body dosage at 65 000 ft (~20 000 m) – an altitude approximating the cruise
altitude of SST aircraft - is about 0.013 mSv/hour. Because of the reduced journey time the dosage per
unit of distance traveled is about the same as in current subsonic jets where 0.005 mSv/hour is recorded
during flights at about 37 000 ft (11 000 m) and at latitudes around 45ΕN. CR is not therefore expected to
be significantly more hazardous to the flight crews and passengers of SST aircraft, as even if the mileage
flown by crews were to be doubled, the effects of CR would not be regarded as harmful. As previously
stated, Annex 6, Part I, (paragraphs 6.12 and 11.1.17) contains provisions concerning radiation
monitoring in aeroplanes operated above 49 000 ft (15 000 m).
5A radiation warning device (an in-flight radiation dosimeter) was used in the Anglo-French supersonic transport
(SST) aircraft Concorde. This device provided a continuous display of the radiation dose rate.
ICAO Preliminary Unedited Version — October 2008 II-1-15
OZONE
Ozone is triatomic oxygen, O3. Stratospheric ozone is formed by the action of ultraviolet light on oxygen
(3 O2 > 2 O3). It is found in varying quantities, the peak values being recorded at about 35 000 m
(115 000 ft) with negligible values at or below 12 200 m (40 000 ft) and much reduced levels above
42 700 m (140 000 ft). The cruise altitude of commercial SST aircraft in northern latitudes, about 18 450
m (60 000 ft), could produce levels of ozone of 2 000-4 000 μg/m3 (1-2 parts per million (ppm)). Ozone is
destroyed by heat, by the catalytic action of some materials including nickel and by organic compounds.
Total destruction occurs at 400°C (750°F). Air in the cabin pressurization system of one type of SST
(when SST public transport operations were undertaken) is heated to 600°C (1 120°F) and this heat is
utilized to destroy ozone. However, it has been reported that when engine power is reduced to initiate
descent, this manoeuvre is accompanied by a fall in the temperature of the cabin pressurization system
which could permit a potential buildup of ozone. During descent, levels of 400-1 000 μg/m3 (0.2-0.5 ppm)
may be experienced for about ten minutes within the pressurized section of the aircraft. The existing data
on the health effects of ozone, considered in conjunction with its high natural background level, lead to
the recommendation of a 1-hour guideline in the range of 150-200 μg/m3 (0.076-0.1 ppm). To lessen the
potential for adverse acute and chronic effects and to provide an additional margin of protection, an 8-
hour guideline for exposure to ozone of 100-120 μg/m3 (0.05-0.06 ppm) is recommended by the World
Health Organization (WHO). Tests, based on the exposure concentrations and time intervals calculated
for SST aircraft, have been conducted by the Medical Research Council of the United Kingdom and
showed no significant functional impairment. Although the original research concerning ozone and
aviation was undertaken for SST operations, catalytic converters were recommended by the UK House of
Lords Select Committee on Science and Technology to be fitted to subsonic aircraft when they could be
expected to fly through higher concentrations of ozone. Such equipment is now standard on many modern
aircraft.
ACCELERATION EFFECTS
Short-term accelerations
Speed itself in straight and level flight has no effect on the human body; accelerations due to changing
speed and/or direction of flight may, on the other hand, produce very considerable physiological effects
upon the occupants of an aircraft depending on the following factors:
a) magnitude, rate and direction of acceleration;
b) duration;
c) area of application; and
d) protection.
Accelerations of relatively short duration, usually less than a second, are associated with situations
such as flying in turbulence or emergencies such as crash landings. The critical protective factor for
short-term accelerations and rapid decelerations is the availability of restraint systems. The desirability of
shoulder harnesses for flight crew has been documented, taking into account not only crash protection but
also the possibility of on-duty incapacitation of a kind that might interfere with the operation of flight
controls.
The reader is referred to other texts for information relating to long-duration accelerations and other
aspects relevant to in-flight acceleration. Acceleration effects may result in sensory illusions (see below).
ICAO Preliminary Unedited Version — October 2008 II-1-16
SENSORY ILLUSIONS
The sensory perceptors of the human body associated primarily with maintaining equilibrium and
orientation are the eyes, the inner ears and proprioceptors in muscles, tendons and joint capsules. Their
coordinated action plus the mental integration of all their messages establish a reference which keeps
human beings upright and oriented in relation to the direction of the gravitational force.
The eye is a very reliable orientation mechanism provided adequate reference points are available.
When flying, however, there are disadvantages in trying to interpret visual clues. Objects seen from the
air often look quite different from objects seen from the ground. In the air, there is also a lack of visual
clues that a continuous background provides for recognition of objects and assessment of their size and
distance.
Visual illusions in flight may be caused by any of the following factors:
a) Optical characteristics of windshields
b) Rain on windshields
c) Fog, haze, dust and their effects on depth perception
d) Glide slope
e) Width and length of runway
f) Runway lighting systems
g) Runway slope
h) Terrain slope
i) Landing at night over water or other unlit terrain
j) Auto-kinetic illusion
k) White-out, specifically in high-latitude areas.
The semicircular canals are associated with equilibrium. Angular movement or rotation of the body
moves the fluid of the semicircular canal, thereby causing displacement of the cupulae covering the hair
cells in the ampullae. Impulses are transmitted to the brain and interpreted as motion. Since each one of
the three semicircular canals lies in a different plane, they can report rotation in three planes. The normal
mode of stimulation for these organs is an abrupt, short-duration acceleration followed immediately by a
short deceleration.
It must be remembered that the semicircular canals provide information only about angular
movements of the head. Sensations of relative motion and relative position of body parts are supplied by
perceptors in the skin, joints and muscles. Otoliths provide information about position.
Humans normally depend on the complex integration of the three above-mentioned sensory inputs,
i.e. eyes, inner ear and proprioceptors, for the perception of the body’s relationships to terrestrial
references.
The following are common examples of disorientation in flight:
a) In a horizontal turn, the illusion of continued straight flight may be experienced if the rate of turn
is too low to stimulate the semicircular canals.
b) The subjective impression of angle of bank during instrument flying is false when the angular
change is introduced gradually and below the thresholds of stimulation of the semicircular canals
and proprioceptors.
c) The “graveyard spiral” results when, in a prolonged (> 20 seconds), coordinated banked turn the
cupulae come to rest and the sensation of turning is lost. When leveling the wings, the pilot may
experience a sensation of now turning to the opposite side. To counter-act this sensation of
ICAO Preliminary Unedited Version — October 2008 II-1-17
turning, the pilot may re-enter the original turn. Because the instruments indicate loss of altitude,
the pilot may pull back on the stick and add power, thus making the turn tighter (increasing the
bank) and inducing the spiral.
d) The somatogravic illusion is caused by the effect of acceleration on the otolith organ. When
deprived of visual input from the surrounding world (for example taking-off in IMC6), a pilot
may interpret accelerative forces (+GX
7) as a nose high attitude of his aircraft, correct this false
sensation by pushing the stick forward and may thus fly his aircraft into the ground.
A further elaboration on disorientation in flight, as well as vertigo, is contained in Part III,
Chapters 10 and 12.
COMMUNICATIONS
The importance of the communication system in present-day civil aviation operations cannot be
overemphasized. Speech intelligibility and communication are vital elements in the safety of civil
aviation. In order to start the engine, taxi the aircraft, line up for take-off, get clearance for take- off, start
climbing procedures, reach cruising level, or to initiate the sequence of events that will lead to the safe
approach and landing of the aircraft at the destination, a licence holder must be able to transmit and
receive verbal instructions to and from the air traffic control system as well as from the crew complement.
In this particular respect, account should be taken not only of the physiological speech intelligibility in
noisy surroundings, but also of the aspect of hearing under operational conditions, when the attention is
required to encompass a multiplicity of stimuli which are of paramount importance.
Interference with intelligibility and speech communication is a potentially serious problem which can
be brought about by higher levels of noise at certain frequencies. This problem can prevent crew members
from communicating with each other, whether directly or by means of an intercommunication system
(“intercom”), and can also interfere with voice communication between ground and aircraft. When sound
pressure levels within cockpits and communication systems rise, the voice must be raised in order to
communicate against the noisy background, and if the interference becomes excessive, speech
intelligibility becomes adversely affected or lost altogether. This is auditory masking or “drowning out”
by noise; it lasts only whilst the noise is present. It represents the inability of the auditory system to
separate the different tonal components, and tends to be worse when the conflicting frequencies are
similar.
Apart from controlling noise sources, efforts must also be made to limit the entry of noise into the
communication system. The position can be further improved by selecting the best possible characteristics
for a communication system and by the use of special vocabularies (as standard ICAO phraseology for
Aeronautical Telecommunications, described in detail in Annex 10, Volume 2, Chapter 5). Apart from
engine and aerodynamic sources, noise can be generated by the cabin air conditioning system, by
electronic equipment within the cockpit, by certain types of oxygen regulators, and by the individual’s
breathing into a “live” microphone. The degree of interference will depend upon the relative frequencies
and strengths of the voice or tone signal and the ambient noise level.
6 IMC: Instrument Meteorological Conditions, i.e. weather with reduced visibility where only flying in accordance
with the Instrument Flight Rules (IFR) is allowed.
7 +Gx: Acceleration (G) is a change in velocity either in direction or in magnitude. It is described in three axes in
relation to the human body, x, y and z. Each axis is described as positive (+) or negative (–). +Gx is a forward
acceleration with a transverse anterior-posterior (chest to back) resultant force.
ICAO Preliminary Unedited Version — October 2008 II-1-18
To guide the medical examiner in the proper assessment of applicants for medical certification,
speech tests in neutral noise as well as aviation noise have been described elsewhere in this manual (see
Part III, Chapter 11).
FLIGHT CREW WORKLOAD AND
ITS EFFECTS ON PERFORMANCE
Fatigue
Many working and environmental conditions lead to fatigue, affecting people in a multiplicity of ways.
Individual responses to fatigue are significantly different.
Fatigue may be transient and/or cumulative. Transient fatigue is normally experienced by a healthy
individual following a period of work, exertion or excitement, and it is normally alleviated by a single
period of sleep. Cumulative fatigue may occur after delayed or incomplete recovery or as the after-effect
of more than normal amounts of work, exertion or excitement without sufficient recuperation.
Workload fatigue, as it affects flight crews, may have a significant effect in reducing performance.
Some of the causes contributing to workload fatigue are the cockpit layout, the hours of work and other
specific factors as follows: beginning and end of last flight, duration of rest time between present and last
flight, duration of sleep during this rest period, the time of commencement of pre-flight briefing,
problems arising during briefing, delays preceding departure, timing of flights, meteorological conditions,
quality and quantity of radio communication, visibility during descent, glare and protection from sun,
turbulence, and technical and personal problems. One Contracting State found that what flight crew
described as “hassle”, meaning anything that caused a non-routine situation, was fatiguing.
Continuous technological developments are being pursued; seating, instrumentation, lighting, cockpit
design, climatic conditions in the cabin and radio communications equipment are being further improved.
An important contributing factor to fatigue in aviation operations is the disruption of circadian
rhythms. Time zone displacements without sufficient adjustment time might seriously impair the
performance of personnel engaged in aviation duties. Many organic functions are periodic - their rhythm
determined by both internal and external phenomena - for instance sleep-wake cycles, respiration, body
temperature, endocrine functions and physical and psychological performance. All these functions show a
24-hour cyclic pattern. Transmeridian flights crossing time zones affect the specific patterns and
periodicity for travellers.
One of the most common causes of fatigue in aviation has to do with the scheduling of flight crews.
Mental and physical conditions might influence the appearance and severity of fatigue, the end result
being a lowered efficiency and impaired performance.
In this particular connection, care should be taken by appropriate authorities to ensure that good
quality rest facilities are provided for air crew at stations away from their bases. This is an important
measure to diminish the effects of fatigue.
Several self-imposed stresses can be mentioned as contributory causes leading to fatigue: of
paramount importance in this respect are drugs, alcohol, tobacco, poor sleep hygiene, inadequate diet, and
the general state of health of the licence holder.
ICAO Preliminary Unedited Version — October 2008 II-1-19
Consideration should be given not only to the routine operational conditions, but also to those
situations when there is an increased demand for mental and physical ability to cope with emergency
situations and periods of peak workloads (e.g. missed approach, aborted take-off and, for ATC officers,
high density towers, heavy traffic).
Particular reference is made in the above considerations to results of studies showing that a fatigued
pilot can concentrate effectively enough on a principal task but has reduced ability to cope with extra
stimuli or secondary tasks which may arise.
To ensure that fatigue of licence holders does not endanger the safety of a flight, regulatory
documents specify limitations of flight time and flight duty periods (see further Part I, Chapter 1).
However, it is true to say that prevention of fatigue is an issue that requires further work by many
regulatory authorities.
FURTHER READING
DeHart, R.L., Davis, J.R. Fundamentals of Aerospace Medicine, 3rd edition. Lippencott, Williams and
Wilkins,Philadelphia, 2002
Rainford, D.J., Gradwell, D.P. eds. Ernsting’s Aviation Medicine. Hodder Arnold, London, 2006.
Roesler S et al. Calculation of radiation fields in the atmosphere and comparison to experimental data.
Radiat Res; 149: 87-97. 1998.
Schraube H et al. Experimental verification and calculation of route doses. Radiat Prot Dosim; 86: 309-
15. 1999.
UK House of Lords Select Committee on Science and Technology. Air Travel and Health:
http://www.parliament.the-stationery-office.co.uk/pa/ld199900/ldselect/ldsctech/121/12101.htm
November 2000
————————